Industry updates

Financial headlines, market reference and official registers.

Financial headlines Past 24 hours

Selected market and policy developments from the past 24 hours covering finance, investment, asset and wealth management, and virtual assets.

Checking the latest headlines.

Sources and selection

Items are selected using original publication times and financial relevance. Trilingual titles are verified and identified duplicates removed. Sources and original links remain available. Items leave this section after 24 hours; source outages do not extend their validity.

Market reference

Hong Kong asset and wealth management ecosystem

Public statistics across four regulatory areas, each with its own unit and reference date. These figures should not be added together.

Official publication cycles vary: quarterly for SFC and IA, monthly for HKMA and MPFA. Sources are checked hourly for new periods and revisions. Each card retains its actual statistical as-of date. Failed downloads or validation retain the last valid snapshot.

SFC

Securities & asset management

3,517

Licensed corporations (corporations)

As of

Excludes registered institutions. Individuals and regulated activities are shown separately in the SFC detail.

Reference source · SFC
Breakdown and statistical notes

SFC licensing detail

3,517

Licensed corporations

48,106

Licensed individuals

10,161

Responsible / approved officers RO/AO

37,945

Licensed representatives LR

As of · SFC

Updated in line with official publications. One corporation or individual may hold permissions for several regulated activities; category counts must not be summed as unique totals. Corporation counts exclude registered institutions. RO/AO and LR follow the classifications in the official tables. Types 11 and 12 are not in operation. Type 13 covers fund depositary services, not virtual asset licensing. This page does not imply SFC approval or endorsement.

Corporations and individuals by regulated activity
Regulated activityLicensed corporationsResponsible / approved officers RO/AOLicensed representatives LR
Type 1Dealing in securities1,5075,19828,317
Type 2Dealing in futures contracts3141,1407,850
Type 3Leveraged foreign exchange trading2982415
Type 4Advising on securities2,2166,04318,128
Type 5Advising on futures contracts1654591,025
Type 6Advising on corporate finance2821,1937,137
Type 7Providing automated trading services38150569
Type 8Securities margin financing4162
Type 9Asset management2,4546,12010,191
Type 10Credit rating services1144291
Type 11Dealing in or advising on OTC derivative productsNot in operation
Type 12Client clearing services for OTC derivative transactionsNot in operation
Type 13Depositary services for relevant collective investment schemes1849221

Source: Securities and Futures Commission (SFC), Hong Kong; compiled by HKAWM. Figures are as of the date shown and for reference. The latest SFC publications prevail. Data notes

Official sources checked hourly · dated snapshot retained; update check pending

HKMA

Banking & wealth management

174

Authorised institutions (institutions)

As of

Excludes local representative offices.

Reference source · HKMA
Breakdown and statistical notes

As of

HKMA authorised institutions by category
CategoryCountUnit
Licensed banks147institutions
Restricted licence banks16institutions
Deposit-taking companies11institutions

Licensed banks, restricted licence banks and deposit-taking companies together form the authorised-institution total. Local representative offices are excluded. These are counts of institutions, not banking employees.

Official source · HKMA Official data file

Official sources checked hourly · dated snapshot retained; update check pending

IA

Insurance & protection

122,481

Sum of individual licence categories

2,280

Sum of institutional licence categories

As of

Individuals and businesses are shown separately, not as a combined headcount.

Reference source · IA
Breakdown and statistical notes

As of

IA insurance intermediary licences by category
CategoryCountUnit
Licensed individual insurance agents84,019individual licensees
Licensed technical representatives (agent)23,436individual licensees
Licensed technical representatives (broker)15,026individual licensees
Licensed insurance agencies1,470institutions
Licensed insurance broker companies810institutions

Licence-type counts include licensees with and without appointing principals. The three individual categories and two entity categories are totalled separately; their combined count is not presented as a count of people.

Official source · IA Official data file

Official sources checked hourly · dated snapshot retained; update check pending

MPFA

MPF & retirement

430

Principal intermediaries (institutions)

As of

Principal intermediaries are business entities.

Reference source · MPFA
Breakdown and statistical notes

As of

MPFA intermediary registrations by category
CategoryCountUnit
Principal intermediaries430institutions
Subsidiary intermediaries40,714registrations

Principal intermediaries are business entities. Subsidiary intermediaries can include individuals and licensed long-term insurance agencies; this registration count is not a count of people. The official monthly statistics do not split subsidiaries into individual and entity categories.

Official source · MPFA Official data file

Official sources checked hourly · dated snapshot retained; update check pending

Coverage and updates

These are separately checked public snapshots, with dates that may differ. They are not real-time statistics. A person or institution may appear in more than one regime. HKAWM’s own institution and learning-hour figures remain separate.

Definitions and sources

Official registers

Use the relevant official register to check an institution or individual for the business concerned. The registers cover different populations.

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